VIVK Vivakor, Inc. - 8-K - (2025-10-31)

VIVAKOR, INC. (VIVK) Financing and Operational Update (October 2025)

Vivakor, Inc. announced the closing of a Registered Direct Offering on or about October 31, 2025, utilizing its existing shelf registration on Form S-3. The offering raised approximately \(2.7 million in gross proceeds through the sale of Common Shares and Pre-Funded Warrants to institutional investors identified as Accredited Investors or QIBs. The Per Share Purchase Price was fixed at \)0.18.

Financing Structure Details: The transaction involved a Placement Agent, D. Boral Capital LLC, whose engagement expires short

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